CONTENTS AND ARRANGEMENT

Senior Thesis, "The Economic Role of the Investment Company", 1950-1951

4 folders

Collection Overview

Collection Description & Creator Information

Description:

Bogle's papers document his career with Vanguard and Wellington Management Company, and his involvement with the United States Securities and Exchange Commission, and include his speeches and correspondence, reports, memoranda, and clippings.

About half of the papers are composed of Bogle's speech and correspondence files. The majority of Bogle's speeches were delivered while he was at Vanguard, but also include some earlier speeches while he was employed by Wellington, and were presented at meetings of professional organization, universities and business classes, and to Vanguard employees. In the speeches, Bogle discussed mutual funds, investing strategies, the success of Vanguard, critiques of the mutual fund industry, the responsibilities of companies to their investors, and capitalism. Bogle's correspondence is largely with colleagues in the investment and financial industries or investors and discusses mutual funds, investing, and Vanguard. The letters include deliberations on the ideas presented in Bogle's writings and the writings of others, letters from satisfied investors, congratulatory letters from colleagues as Bogle reached milestones in his career, and invitations to events. The correspondence also includes letters from employees of Vanguard about their ideas and concerns for the company, and with fund directors on managing the funds.

The remaining papers include materials pertaining to the Security and Exchange Commission and to Bogle's career at Vanguard and Wellington. The Security and Exchange Commission materials include papers pertaining to rulings by the SEC about Vanguard and reports and correspondence submitted by Bogle and Vanguard to the SEC leadership with their opinions on the mutual fund industry. The main subjects include advertising, the independence of auditors, and the responsibilities of companies to investors. The papers related to Bogle's career at Vanguard include reports on the funds' performances and objectives, articles on indexing and Vanguard's first index fund, and organizational materials on Vanguard such as strategic planning documents, press releases, SEC hearings, and a manual for the board of directors. The papers related to Bogle's career at Wellington include his articles on mutual funds and reports to employees, clippings on Wellington and the investment industry, and reports, meeting minutes, and memoranda on the restructuring of Wellington in 1974 that resulted in the formation of Vanguard.

Collection History

Archival Appraisal Information:

Publications have been removed from this collection to be cataloged separately.

A small number of documents in Box 1 have been line-redacted due to personally identifiable information.

Sponsorship:

These papers were processed with the generous support of the National Historical Publications and Records Commission, the John Foster and Janet Avery Dulles Fund, and John C. Bogle.

Processing Information:

This collection was processed by Adriane Hanson and Christopher Shannon in 2007. Material arrived in five accessions between 2004 and 2007. Processing activities included re-housing material in archival folders and boxes and arranging materials into series as identified in the finding aid. Finding aid written by Adriane Hanson in May 2007. Materials in two subsequent accruals in 2008 and 2012 were incorporated into the existing collection and the finding aid was updated at this time. Additional materials received in 2017-2018 were incorporated into the collection by Rachel Van Unen.

Access & Use

Access Restrictions:

The collection is open for research.

Conditions for Reproduction and Use:

Single photocopies may be made for research purposes. For quotations that are fair use as defined under U. S. Copyright Law, no permission to cite or publish is required. For those few instances beyond fair use, any copyright vested in the donor has passed to Princeton University and researchers are free to move forward with use of materials without anything further from Mudd Library. For materials not created by the donor, where the copyright is not held by the University, researchers are responsible for determining who may hold the copyright and obtaining approval from them. In these instances, researchers do not need anything further from the Mudd Library to move forward with their use. If you have a question about who owns the copyright for an item, you may request clarification by contacting us through the Ask Us! form.

Special Requirements for Access:

Thirteen VHS tapes of Bogle's television appearances are located in Box 10. Access to this material follows the Mudd Manuscript Library policy for preservation and access to audiovisual materials.

Credit this material:

Senior Thesis, "The Economic Role of the Investment Company"; John C. Bogle Papers, MC206, Public Policy Papers, Department of Special Collections, Princeton University Library

Location:
Seeley G. Mudd Manuscript Library
65 Olden Street
Princeton, NJ 08540, USA
(609) 258-6345